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The Investor's Clearinghouse from the Alliance for Investor Education
The best investor education resources from 21 leading non-profit, governmental and self-regulatory associations and agencies. AIE provides investors with access to a full range of information needed to make wise investment decisions.
www.investoreducation.org · bookmarked by 16 members · added at Tue, 01 May 2001
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and state securities regulators.
Sarbanes-Oxley Compliance Journal
Sarbanes-Oxley Compliance Journal, a practitioner's guide.
www.s-ox.com · bookmarked by 8 members · added at Sun, 03 Jul 2005
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SIPC - Securities Investor Protection Corporation
Securities Investor Protection Corporation, SIPC, is the U.S. investor�s first line of defense in the event a brokerage firm fails owing customers cash and securities. Besides protecting investors, SIPC also provides investor education, and ways to protect you from investment fraud.
www.sipc.org · bookmarked by 6 members · added at Thu, 16 Mar 2006
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Traders Magazine: The stock dealers and institutional traders complete interactive news and information service
Traders Online is the definitive interactive resource on institutional trading topics, technology, market structure and regulation for Wall Street Nasdaq and listed stock dealers and trading pros.
www.tradersmagazine.com · bookmarked by 5 members · added at Tue, 01 May 2001
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Compliance Week
Compliance Week is an information service on corporate governance, risk and compliance that features a weekly electronic newsletter, a monthly print magazine, proprietary databases, industry-leading events, and a variety of interactive features and forums.
www.complianceweek.com · bookmarked by 3 members · added at Tue, 20 Jan 2004
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Wall Street Letter – source for trading, research, retail and regulatory news on Wall Street
Wall Street Letter is the source for trading, research, retail and regulatory news on Wall Street
www.wallstreetletter.com · bookmarked by 1 member · added at Thu, 06 Mar 2003
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Compliance Reporter
Compliance Reporter - covers international compliance initiatives at broker/dealers and investment advisers, as well as regulations and enforcement actions
www.compliancereporter.com · bookmarked by 1 member · added at Wed, 23 Feb 2005
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Kutak Rock LLP - Law Firm - National Resources, Local Results�
The firm serves local, regional and national clients in a broad practice which emphasizes corporate, securities, real estate, tax, public finance and litigation.
www.kutakrock.com · bookmarked by 1 member · added at Tue, 14 Mar 2006
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Private Placements - Regulation D, Rule 506 Exemption to Accredited Investors
private placement memorandum, placements, reg d exemption, rule 506 letter offering, capital raising, cash sources, ppm, Rule 506 of the Regulation D exemption provides companies with a safe harbor to raise an unlimited amount of money from an unlimited number of Accredited Investors over any 12-month period.
www.ppmsource.com · bookmarked by 1 member · added at Sun, 28 May 2006
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Scott + Scott LLP
Scott+Scott, LLP represents institutional investors, public and private companies, as well as individuals, in complex litigation. We have a significant national practice in antitrust, corporate governance, securities, civil rights and employment litigation.
scott-scott.com · bookmarked by 1 member · added at Wed, 11 Jul 2007
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